Joseph G. Bonanno
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Gaetano Bonanno, who also goes by Joseph Bonanno, Joseph Gaetano Bonnano, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1985. Joseph had worked at 7 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 1990 - March 15, 1990
G. K. SCOTT & CO., INC.
June 13, 1989 - January 5, 1990
A.J. MICHAELS & CO., LTD.
March 30, 1989 - April 6, 1989
WELLSHIRE SECURITIES, INC.
October 29, 1987 - March 10, 1989
INVESTORS CENTER, INC.
June 5, 1987 - August 18, 1987
JP MICHAEL CO.
May 14, 1987 - June 10, 1987
HAMILTON, WILLIAMS & CO., INC.
March 5, 1986 - June 9, 1987
INVESTORS CENTER, INC.
May 3, 1985 - February 12, 1986
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
G. K. SCOTT & CO., INC.
CRD#: 3305 / SEC#: , 8-8455
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
