Harold Lane Harris | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Harold Lane Harris was a registered financial professional .

Harold is a previously registered financial professional and started their career in finance in 1985. Harold had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) SMART MONEY FINANCIAL INC. - 5/20/1992 - 2413 W Algonquin Road, Suite 506, Algonquin, IL 60102 - Sales Associate, External Wholesaler, General Agency-Market insurance products, Not Invt Rel, 125 hrs/mo;100 hrs/mo (during trading hours). 2.) TLG ADVISORS INC. - 8/8/2013 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 10 hrs/mo;10 hrs/mo (during trading hours).

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 9, 2013 - October 13, 2025

TLG ADVISORS, INC.

RIA

CRD#: 111052

BUFFALO GROVE, IL

Past

June 24, 2003 - October 13, 2025

THE LEADERS GROUP, INC.

BD

CRD#: 37157

SUMMIT, NJ

Past

January 30, 1998 - July 8, 2003

LOCUST STREET SECURITIES, INC.

BD

CRD#: 1703

DES MOINES, IA

Past

December 15, 1997 - January 29, 1998

VESTAX SECURITIES CORPORATION

BD

CRD#: 10332

HUDSON, OH

Past

April 26, 1996 - December 17, 1997

ADVANTAGE CAPITAL CORPORATION

BD

CRD#: 146

ATLANTA, GA

Past

July 17, 1992 - December 5, 1994

OSAIC FS, INC.

BD

CRD#: 3870

FORT WAYNE, IN

Past

February 21, 1985 - July 11, 1991

VOYA FINANCIAL ADVISORS, INC.

BD

CRD#: 2882

WINDSOR, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TA

TLG ADVISORS, INC.

CRD#: 111052 / SEC#: 801-60458

RIA

Registered Investment Advisory firm - (8/6/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

RR

Series 63

Date: 9/29/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 2/16/1985

General Securities Representative Examination

Principal/Supervisory Exam

RR

Series 24

Date: 8/11/2000

General Securities Principal Examination

Current Firm

TA

TLG ADVISORS, INC.

CRD#: 111052 / SEC#: 801-60458

RIA

Registered Investment Advisory firm - (8/6/2001 Approved)

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Contact information

Main Address

475 Springfield Ave, Summit, NJ 07901

Mailing Address

Phone number

(888) 371-0013

Established

Firm type

Fiscal year end

# of Employees

280

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TLG ADVISORS FORM ADV BROCHURE 2025 (3/30/2025)

Regulatory assets under management

Total Number of Accounts	6,331
AUM (Assets Under Management)	$ 1,948,103,893

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Harold L. Harris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

THE LEADERS GROUP, INC.

LOCUST STREET SECURITIES, INC.

VESTAX SECURITIES CORPORATION

ADVANTAGE CAPITAL CORPORATION

OSAIC FS, INC.

VOYA FINANCIAL ADVISORS, INC.

Primary Firm SEC Registration

TLG ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/29/2000

SIE

Date: 10/1/2018

Series 7

Date: 2/16/1985

Series 24

Date: 8/11/2000

Current Firm

TLG ADVISORS, INC.

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TLG ADVISORS, INC.

TRUST BUT VERIFY

Contact information

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