Ronald L. Kaufman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald L Kaufman, who also goes by Ronald L Kufman, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1985. Ronald had worked at 3 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 2001 - October 7, 2013
CRI SECURITIES, LLC
April 29, 1985 - October 7, 2013
SECURIAN FINANCIAL SERVICES, INC.
February 19, 1985 - April 19, 1985
THE MINNESOTA MUTUAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
CRI SECURITIES, LLC
CRD#: 22589 / SEC#: 801-62434, 8-39877
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
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