Huey B. Hicks
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Huey Bruno Hicks, who also goes by Chip Hicks, was a registered financial professional .
Huey is a previously registered financial professional and started their career in finance in 1985. Huey had worked at 6 firms and has passed the Series 63, Series 3, Series 7, Series 52, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 1990 - August 2, 1991
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
January 4, 1988 - May 11, 1990
ALLEGIS FINANCIAL INVESTMENT CORPORATION
September 1, 1987 - May 18, 1988
WALL STREET WEST, INC.
June 2, 1987 - September 8, 1987
FIRST AFFILIATED SECURITIES, INC.
May 15, 1987 - June 2, 1987
THE INVESTMENT CENTER, INC.
February 15, 1985 - April 2, 1985
DELTA FINANCIAL INVESTMENT CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
CRD#: 13741 / SEC#: , 8-45398
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
