Tyrone H. Wynfield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tyrone Hagen Wynfield, who also goes by Alvin Svarz, Alvin Wynfield, Svarz Wynfield, Tye Wynfield, was a registered financial professional .
Tyrone is a previously registered financial professional and started their career in finance in 1985. Tyrone had worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 1990 - May 15, 2020
HAGEN SECURITIES, INC.
August 30, 1990 - November 9, 1990
J B BOGART AND ASSOCIATES, INC.
February 8, 1985 - August 1, 1985
XANDU SECURITIES GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HAGEN SECURITIES, INC.
CRD#: 27353 / SEC#: , 8-42995
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WYNFIELD, TYRONE HAGEN | PRESIDENT/CEO/CCO/AML-CO | 1341666 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
