Scott R. Atwood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Ray Atwood, who also goes by Scottie Ray Atwood, Sottie Ray Atwood, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1985. Scott had worked at 11 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 1992 - August 17, 1993
MONACO SECURITIES, INC.
December 23, 1991 - August 4, 1992
AMR SECURITIES, INC.
April 10, 1990 - October 30, 1990
L.M. DREW & ASSOCIATES
November 13, 1989 - March 23, 1990
KOCHCAPITAL
June 27, 1989 - November 15, 1989
ROYCE PARK INVESTMENTS, INC.
April 11, 1989 - June 27, 1989
SECURITIES USA, INC.
March 6, 1989 - April 13, 1989
U.S. ADVISORS, INC.
August 29, 1988 - March 4, 1989
INVESTORS CENTER, INC.
February 25, 1987 - September 1, 1988
BLINDER, ROBINSON & CO., INC.
January 9, 1986 - April 1, 1986
EDWARD JONES
March 8, 1985 - December 18, 1985
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MONACO SECURITIES, INC.
CRD#: 15719 / SEC#: , 8-32604
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
