Mark T. Anastasoff

OSAIC WEALTH

Scarborough, ME 04074

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CRD#: 1341635

Professional summary

Mark Thomas Anastasoff is a registered financial advisor currently at OSAIC WEALTH, INC. located in Scarborough, Maine.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Mark has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

***Noyce, Hall, & Allen Insurance Position: P & C Agent Nature: Refer P & C Clients to Noyse, Hall, & Allen Insurance Investment Related: No - Start Date: 01/01/2015 Address: 170 Ocean Street, Suite 1A, South Portland ME 04106 Description: Refer prospects to Noyce, Hall & Allen who need P & C Insurance and I am paid a split commission ***Executor named in mothers will Position: Executor Nature: Named executor in mother will Investment Related: No - Start Date: 07/01/2002 Address: 9 Bornheimer Place, Scarborough ME 04074 Description: Named executor in Pricilla Anastasoff's Will. This is my mother. ***CURRY AGENCY INC POSITION: 50% owner with my wife NATURE: Seasonal Rental Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2001 ADDRESS: 362 Pine Point Road, Scarborough ME 04074 DESCRIPTION: Rent seasonal vacation properties ***INNOVA WEALTH & INSURANCE ADVISORS POSITION: Oversee Operations NATURE: Sale of Group and Individual Insurance products INVESTMENT RELATED: Yes NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 12 START DATE: 01/01/1987 ADDRESS: 10 Plaza Drive, Suite 1A, Scarborough ME 04074 DESCRIPTION: We are a licensed insurance agency and market group insurance products, life insurance, long term care insurance, disability insurance, individual health insurance, Medicare supplements, and annuities ***MARK ANASTASOFF-EXECUTOR OF WILL POSITION: Executor NATURE: Executer of Father In laws Will INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/27/2021 ADDRESS: 9 Bornheimer Place, Scarborough ME 04074 DESCRIPTION: Upon father in law's death i will be the personal representative/executer of his will ***MARK ANASTASOFF POSITION: Executer & POA as needed NATURE: Executer of will and POA for my brother-in-law Todd Curry INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/09/2022 ADDRESS: 9 Bornheimer Place, Scarborough ME 04074 DESCRIPTION: Agreed to act as POA and the Executer of my brother in laws Will when required. No current duties planned until required. I read the documents on 10-9-22 that my brother-in-law completed on 3-3-2022 with his attorney.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Thomas Anastasoff's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Mark Thomas Anastasoff's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 10 Plaza Drive Ste. 1-a, Scarborough, ME 04074

RIA

CRD#: 23131

Scarborough, ME

Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 10 Plaza Drive Ste. 1-a, Scarborough, ME 04074

RIA

CRD#: 23131

Scarborough, ME

Past

July 25, 2017 - June 14, 2024

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

Scarborough, ME

Past

July 25, 2017 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

Scarborough, ME

Past

May 13, 2016 - August 2, 2017

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

SCARBOROUGH, ME

Past

May 13, 2016 - August 1, 2017

SIGNATOR INVESTORS, INC.

CRD#: 468

SCARBOROUGH, ME

Past

April 23, 2007 - May 13, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

SCARBOROUGH, ME

Past

February 20, 1997 - May 13, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

SCARBOROUGH, ME

Past

March 6, 1985 - March 10, 1997

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(6/14/2024)

Connecticut
(6/14/2024)

Florida
(6/14/2024)

Georgia
(10/1/2024)

Maine
(6/14/2024)

IAR

Maine
(6/14/2024)

Massachusetts
(6/14/2024)

IAR

Massachusetts
(6/14/2024)

Nebraska
(6/14/2024)

New Hampshire
(6/14/2024)

New Jersey
(6/14/2024)

New Mexico
(6/14/2024)

New York
(6/14/2024)

North Dakota
(6/14/2024)

Texas
(6/14/2024)

IAR

Texas
(6/14/2024)

Vermont
(6/14/2024)

Virginia
(6/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 6/19/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/14/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/5/1985

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/4/1997

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mark T. Anastasoff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Thomas Anastasoff's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Mark Thomas Anastasoff's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/19/1990

SIE

Date: 10/1/2018

Series 7

Date: 3/14/1997

Series 6

Date: 3/5/1985

Series 24

Date: 4/4/1997

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

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