Norman Merems

M2 CAPITAL ADVISORS

VALENCIA, CA 91355

Some features on this profile are disabled

CRD#: 1341574

Professional summary

Norman Merems, who also goes by Norm Nmi Merems, is a registered financial advisor currently at M2 CAPITAL ADVISORS located in Valencia, California.

Norman is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Norman has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Norm Nmi Merems

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am licensed in California for Life, Accident and Health insurance since 1989. This is an investment-related business. I work in Newport Coast, CA and spent less than 10% of my time on this business, mostly during securities trading hours. I am licensed in California as a real estate agent since approximately 1977. This is not an investment-related business. I work in Newport Beach, CA but am not active in this business, spending very few hours on this activity, primary outside of securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Norman Merems's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 10, 2017 - Present

M2 CAPITAL ADVISORS

Office #1: 27441 Tourney Road Suite 260, Valencia, CA 91355

RIA

CRD#: 288829

VALENCIA, CA

Past

May 24, 2017 - July 14, 2017

CLARAPHI ADVISORY NETWORK, LLC

RIA

CRD#: 165868

Newport Coast, CA

Past

August 16, 2007 - May 16, 2017

WBB SECURITIES, LLC

RIA

CRD#: 118440

NEWPORT COAST, CA

Past

August 16, 2007 - May 16, 2017

WBB SECURITIES, LLC

CRD#: 118440

CRANFORD, NJ

Past

April 25, 1996 - June 29, 2007

BROOKSTREET SECURITIES CORPORATION

RIA

CRD#: 14667

IRVINE, CA

Past

April 25, 1996 - June 29, 2007

BROOKSTREET SECURITIES CORPORATION

CRD#: 14667

SAN JUAN CAPISTRANO, CA

Past

June 5, 1989 - March 28, 1997

TOLUCA PACIFIC SECURITIES CORP.

CRD#: 13875

BURBANK, CA

Past

February 21, 1985 - May 24, 1989

INTERFIRST CAPITAL CORPORATION

CRD#: 7659

LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/10/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/16/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/29/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/16/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/16/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/25/1988

General Securities Principal Examination

Current Firm

M2 CAPITAL ADVISORS

M2 CAPITAL ADVISORS | M2 FINANCIAL LLC

CRD#: 288829 / SEC#:

California

Registered Investment Advisory firm - (6/23/2017 Approved)

Texas

Registered Investment Advisory firm - (9/14/2017 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

27441 Tourney Road Suite 260, Valencia, CA 91355

Mailing Address

Phone number

(661) 347-0202

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	136
AUM (Assets Under Management)	$ 42,913,437

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Natalia Avila

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

SANTA CLARITA, CA

Tania Mansouri

J.P. MORGAN SECURITIES LLC

Encino, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Norman Merems

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Norman Merems's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLARAPHI ADVISORY NETWORK, LLC

WBB SECURITIES, LLC

WBB SECURITIES, LLC

BROOKSTREET SECURITIES CORPORATION

BROOKSTREET SECURITIES CORPORATION

TOLUCA PACIFIC SECURITIES CORP.

INTERFIRST CAPITAL CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 4/16/1992

Series 63

Date: 1/29/1988

SIE

Date: 5/16/2017

Series 7

Date: 2/16/1985

Series 24

Date: 1/25/1988

Current Firm

M2 CAPITAL ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

M2 CAPITAL ADVISORS

TRUST BUT VERIFY

Similar Advisors