Carol M. Barbour
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carol Mcburney Barbour, who also goes by Carol Mcburney Crowdus, was a registered financial professional .
Carol is a previously registered financial professional and started their career in finance in 1985. Carol had worked at 15 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2020 - August 22, 2022
PFM FUND DISTRIBUTORS, INC.
November 6, 2019 - January 7, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
November 6, 2019 - January 7, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
March 7, 2017 - January 25, 2018
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
March 3, 2017 - January 25, 2018
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
December 3, 2014 - November 16, 2016
PTP SECURITIES, LLC
June 5, 2012 - January 18, 2013
EQUUS FINANCIAL CONSULTING LLC
May 7, 2003 - September 11, 2007
COMMONFUND SECURITIES, INC.
November 21, 2001 - May 6, 2003
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
April 16, 1999 - December 31, 1999
FIDELITY DISTRIBUTORS COMPANY LLC
August 4, 1994 - April 7, 1995
SCHRODER & CO. INC.
May 19, 1993 - July 25, 1994
NATWEST SECURITIES CORPORATION
March 3, 1992 - May 7, 1993
FIDELITY DISTRIBUTORS COMPANY LLC
September 27, 1988 - December 31, 1991
DI VALL REAL ESTATE SECURITIES CORPORATION
March 1, 1988 - July 17, 1989
BRAUVIN SECURITIES, INC.
September 29, 1986 - December 10, 1987
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
September 29, 1986 - December 14, 1987
EQUITABLE ADVISORS, LLC
February 19, 1986 - September 19, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 20, 1985 - April 24, 1985
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
PFM FUND DISTRIBUTORS, INC.
CRD#: 114474 / SEC#: , 8-53496
Contact information
Documents
Red Flags
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