Howard C. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howard Cochran Jones was a registered financial professional .
Howard is a previously registered financial professional and started their career in finance in 1985. Howard had worked at 7 firms and has passed the Series 63, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 1994 - June 3, 1996
HUNTER INTERNATIONAL SECURITIES, INC.
August 7, 1991 - October 28, 1993
R.B. WEBSTER INVESTMENTS, INC.
May 15, 1989 - August 9, 1991
PRINCETON FINANCIAL GROUP, INC.
December 2, 1988 - September 22, 1989
PROFILE INVESTMENTS CORPORATION
January 8, 1988 - December 13, 1988
GREENTREE SECURITIES CORP.
November 26, 1985 - February 3, 1988
BROOKS WEINGER ROBBINS & LEEDS INC.
February 21, 1985 - November 26, 1985
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HUNTER INTERNATIONAL SECURITIES, INC.
CRD#: 34722 / SEC#: , 8-46321
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
