Scott Foster Mcintyre
CFP®Professional Summary
Scott Foster Mcintyre, CFP® is a registered financial advisor currently at PLANNED SOLUTIONS, INC. located in Folsom, California. Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Scott has worked at 6 firms and has passed the Series 65, Series 66, SIE, Series 7, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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SPECTRUM WEALTH ADVISORY GROUP, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
28 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
PLANNED SOLUTIONS FINANCIAL & INSURANCE SERVICES, INC. | PLANNED SOLUTIONS, INC.
Contact Information
Main Address
1130 Iron Point Road #170, Folsom, CA 95630-8310Phone Number
(916) 361-0100# of Employees
11SEC notice filing (12 States and Territories)
Registered to provide investment advisory services in 12 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,282AUM (Assets Under Management)
$670,996,783Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
PLANNED SOLUTIONS FINANCIAL & INSURANCE SERVICES, INC. | PLANNED SOLUTIONS, INC.
State Registrations and Notice Filings
(10/12/2011)
(9/22/2016)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 2002About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Apr 2002About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Scott Foster Mcintyre's CRS (Customer Relationship Summary).
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SPECTRUM WEALTH ADVISORY GROUP, LLC