James J. Delaney

VELOCITY CLEARING

New York, NY 10038

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CRD#: 1341528

Professional summary

James Joseph Delaney II, who also goes by James Joseph Delaney II, James Joseph Delaney, is a registered financial professional currently at VELOCITY CLEARING, LLC located in New York, New York.

James is registered as a RR (Registered Representative) and started their career in finance in 1985. James has worked at 13 firms and has passed the Series 63, Series 99TO, Series 57TO, Series 3, SIE, Series 55, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

James Joseph Delaney Ii | James Joseph Delaney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Joseph Delaney II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 21, 2021 - Present

VELOCITY CLEARING, LLC

Office #1: 199 Water Street 17th Floor, New York, NY 10038

CRD#: 126588

New York, NY

Past

August 5, 2021 - May 26, 2023

VELOCITY CAPITAL, LLC

CRD#: 171810

NEW YORK, NY

Past

January 21, 2015 - July 1, 2021

INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC

CRD#: 131487

NEW YORK, NY

Past

October 4, 2012 - August 1, 2013

COWEN PRIME SERVICES LLC

CRD#: 153397

GREENWICH, CT

Past

October 8, 2010 - July 25, 2011

GLEACHER & COMPANY SECURITIES, INC.

CRD#: 298

NEW YORK, NY

Past

August 6, 2009 - September 10, 2010

SARATOGA CAPITAL MARKETS

CRD#: 120888

NEW YORK, NY

Past

August 10, 2007 - October 1, 2007

CANACCORD GENUITY SECURITIES LLC

CRD#: 24790

NEW YORK, NY

Past

April 16, 2007 - August 10, 2007

COLLINS STEWART INC.

CRD#: 47414

NEW YORK, NY

Past

December 1, 2003 - March 19, 2007

GFI SECURITIES LLC

CRD#: 19982

NEW YORK, NY

Past

May 7, 2001 - December 17, 2003

INTER-DEALER BROKERS LLC

CRD#: 45502

NEW YORK, NY

Past

August 18, 2000 - January 16, 2001

TULLETT LIBERTY BROKERAGE INC.

CRD#: 19717

JERSEY CITY, NJ

Past

July 3, 2000 - January 16, 2001

COLLINS STEWART (SECURITIES) INC.

CRD#: 103746

NEW YORK, NY

Past

February 21, 1985 - April 25, 1985

DOMIK CORP.

CRD#: 223

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(8/28/2023)

New York
(8/28/2023)

Exams

State Security Law Exam

Series 63

Date: 8/15/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 3

Date: 8/16/2022

National Commodity Futures Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 8/27/2002

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 6/29/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 12/2/2017

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 11/21/2000

General Securities Principal Examination

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

MEMX LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq BX, Inc.

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

Current Firm

VELOCITY CLEARING, LLC

CRD#: 126588 / SEC#: , 8-65894

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

1301 Route 36 Suite 103, Hazlet, NJ 07730

Mailing Address

1301 Route 36 Suite 103, Hazlet, NJ 07730

Phone number

(201) 706-7157

Established

Delaware since 06/11/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
VCT HOLDINGS, LLC	SOLE MEMBER
BRACERO, FRANK WILLIAM	CHIEF FINANCIAL OFFICER/FINOP	2178318
CALICE, ROBERT PEER	CHIEF OPERATIONS OFFICER	2759949
CRAWFORD, LAURA LYNN	CHIEF COMPLIANCE OFFICER	2666224
LOGAN, MICHAEL JAMES	CHIEF EXECUTIVE OFFICER	5763098
SCHAEFFER, BRIAN KEITH	PRESIDENT	3063403

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James J. Delaney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Joseph Delaney II's CRS (Customer Relationship Summary).

Certified licenses

Experience

VELOCITY CAPITAL, LLC

INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC

COWEN PRIME SERVICES LLC

GLEACHER & COMPANY SECURITIES, INC.

SARATOGA CAPITAL MARKETS

CANACCORD GENUITY SECURITIES LLC

COLLINS STEWART INC.

GFI SECURITIES LLC

INTER-DEALER BROKERS LLC

TULLETT LIBERTY BROKERAGE INC.

COLLINS STEWART (SECURITIES) INC.

DOMIK CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/15/2000

Series 99TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

Series 3

Date: 8/16/2022

SIE

Date: 10/1/2018

Series 55

Date: 8/27/2002

Series 7

Date: 6/29/2000

Series 4

Date: 12/2/2017

Series 24

Date: 11/21/2000

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

FINRA

Investors' Exchange LLC

MEMX LLC

NYSE Arca, Inc.

Nasdaq BX, Inc.

Nasdaq PHLX LLC

Nasdaq Stock Market

Current Firm

VELOCITY CLEARING, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

VELOCITY CLEARING, LLC

TRUST BUT VERIFY

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