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RB

Richard J. Berthy

BIG SKY TREASURY SERVICES
LIVINGSTON, MT 59047
Some features on this profile are disabled
CRD#: 1341368
RB

Professional summary

Richard John Berthy, who also goes by Richard John Berthy Mr., is a registered financial professional currently at BIG SKY TREASURY SERVICES located in Livingston, Montana.

Richard is registered as a RR (Registered Representative) and started their career in finance in 1985. Richard has worked at 28 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 3, Series 7, Series 24 and Series 28 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Richard John Berthy Mr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Richard John Berthy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 3, 2025 - Present

BIG SKY TREASURY SERVICES

Office #1: 88 Pool Creek Road, Livingston, MT 59047
BD
CRD#: 335519
LIVINGSTON, MT
Past

March 31, 2020 - December 31, 2022

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
Portland, ME
Past

May 16, 2019 - December 31, 2022

PARNASSUS FUNDS DISTRIBUTOR, LLC

BD
CRD#: 15883
Portland, ME
Past

December 1, 2017 - December 31, 2022

SMEAD FUNDS DISTRIBUTORS, LLC

BD
CRD#: 173734
Portland, ME
Past

August 1, 2016 - December 31, 2022

FORESIDE FINANCIAL SERVICES, LLC

BD
CRD#: 148477
Portland, ME
Past

June 9, 2015 - December 31, 2022

COMPASS DISTRIBUTORS, LLC

BD
CRD#: 172662
Portland, ME
Past

November 28, 2014 - December 31, 2022

ORBIS INVESTMENTS (U.S.), LLC

BD
CRD#: 172663
Portland, ME
Past

July 16, 2012 - August 3, 2020

FORESIDE DISTRIBUTION SOLUTIONS, LLC

BD
CRD#: 118787
PORTLAND, ME
Past

April 23, 2012 - August 3, 2020

FAIRHOLME DISTRIBUTORS, LLC

BD
CRD#: 150987
PORTLAND, ME
Past

April 23, 2012 - December 31, 2022

STERLING CAPITAL DISTRIBUTORS, LLC

BD
CRD#: 103934
Portland, ME
Past

April 23, 2012 - December 31, 2022

MGI FUNDS DISTRIBUTORS, LLC

BD
CRD#: 35682
Portland, ME
Past

April 23, 2012 - December 31, 2022

FORESIDE GLOBAL SERVICES, LLC

BD
CRD#: 147382
Portland, ME
Past

April 23, 2012 - December 31, 2022

FORESIDE FUNDS DISTRIBUTORS LLC

BD
CRD#: 31334
Portland, ME
Past

October 12, 2011 - December 31, 2022

PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC

BD
CRD#: 143809
Portland, ME
Past

June 23, 2009 - December 21, 2009

FORESIDE PLAZA DISTRIBUTORS, LLC

BD
CRD#: 103739
ALEXANDRIA, VA
Past

June 23, 2009 - May 1, 2020

BD COMPLIANCE SOLUTIONS, LLC

BD
CRD#: 30188
PORTLAND, ME
Past

June 23, 2009 - August 3, 2020

FORESIDE ASSOCIATES, LLC

BD
CRD#: 13494
PORTLAND, ME
Past

June 23, 2009 - August 8, 2022

FORESIDE INVESTMENT SERVICES, LLC

BD
CRD#: 30016
Portland, ME
Past

June 23, 2009 - December 31, 2022

NORTHERN FUNDS DISTRIBUTORS, LLC

BD
CRD#: 45943
Portland, ME
Past

June 23, 2009 - December 31, 2022

IMST DISTRIBUTORS, LLC

BD
CRD#: 130745
Portland, ME
Past

June 23, 2009 - December 31, 2022

FUNDS DISTRIBUTOR, LLC

BD
CRD#: 7174
Portland, ME
Past

June 23, 2009 - December 31, 2022

FORESIDE DISTRIBUTION SERVICES, L.P.

BD
CRD#: 15634
Portland, ME
Past

July 11, 2005 - March 25, 2011

BERTHY CAPITAL MANAGEMENT, LLC

RIA
CRD#: 136019
PORTLAND, ME
Past

March 6, 2000 - December 31, 2022

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Portland, ME
Past

November 10, 1997 - March 6, 2000

ARK FUNDS DISTRIBUTORS, LLC

BD
CRD#: 17685
PORTLAND, ME
Past

March 30, 1995 - November 28, 1995

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
ST. LOUIS, MO
Past

October 23, 1990 - March 30, 1995

J.J.B. HILLIARD, W.L. LYONS, LLC

BD
CRD#: 453
LOUISVILLE, KY
Past

February 21, 1985 - November 6, 1990

FINANCIAL SQUARE PARTNERS

BD
CRD#: 1541
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Montana
(12/16/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 1/30/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 5/27/1988
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 2/16/1985
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/11/2015
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 28
Date: 6/17/2004
Introducing Broker/Dealer Financial Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BS
BIG SKY TREASURY SERVICES
BIG SKY TREASURY SERVICES | NONE | BIG SKY TREASURY SERVICES, LLC

CRD#: 335519 / SEC#: , 8-71351

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
88 Pool Creek Road, Livingston, MT 59047
Mailing Address
88 Pool Creek Road, Livingston, MT 59047
Phone number
(301) 520-7549
Established
Delaware since 01/01/2025
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BIG SKY ASSOCIATES, LLCOWNER
BERTHY, RICHARD JOHNCEO1341368
DOLAN, ERIK JCCO3161467
KURKOWSKI, LINAFINOP6427851

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BIG SKY TREASURY SERVICES

CRD#: 335519Livingston, MT 59047

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