Marty D. Young
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marty Dean Young was a registered financial professional .
Marty is a previously registered financial professional and started their career in finance in 1985. Marty had worked at 1 firm and has passed the Series 63 and Series 22 exams.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 1985 - October 26, 1987
FIRST SECURITIES CORPORATION OF THE SOUTHWEST
State Registrations and Notice Filings
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Exams
Current Firm
FIRST SECURITIES CORPORATION OF THE SOUTHWEST
CRD#: 10511 / SEC#: , 8-27712
Contact information
Documents
Red Flags
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