Bruce W. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Wayne Miller was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1985. Bruce had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2012 - December 11, 2018
MILLER FINANCIAL GROUP, LLC
April 1, 2003 - December 31, 2004
TRIAD ADVISORS LLC
February 18, 2000 - April 2, 2003
ASSOCIATED SECURITIES CORP.
November 22, 1994 - February 28, 2000
OSAIC WEALTH, INC.
December 4, 1989 - November 18, 1994
INVESTORS BROKERAGE SERVICES, INC.
November 19, 1989 - January 1, 1990
OSAIC WEALTH, INC.
October 10, 1986 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
February 21, 1985 - October 17, 1986
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MILLER FINANCIAL GROUP, LLC
CRD#: 139249 / SEC#: 801-66094
Contact information
Regulatory assets under management
| Total Number of Accounts | 460 |
| AUM (Assets Under Management) | $ 73,523,808 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
