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Edward Scott Manges

CRD# 1341341·Registered 1985 - 2015
Barred: Edward Scott Manges was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Edward Scott Manges was a registered financial advisor. Edward was a previously registered financial professional and started their career in finance 1985 - 2015. Edward had worked at 6 firms and has passed the Series 63, SIE, Series 52, Series 7 and Series 53 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

WNJ CAPITAL, INC.·CRD# 167903
BD
Philadelphia, PA
January 21, 2014 - December 18, 2015
KILDARE CAPITAL, INC.·CRD# 45796
BD
Philadelphia, PA
April 1, 2009 - January 17, 2014
TD WEALTH MANAGEMENT SERVICES INC.·CRD# 6940
BD
Philadelphia, PA
January 14, 1998 - November 1, 1999
CYPRESS SECURITIES, INC.·CRD# 30031
BD
February 10, 1994 - April 13, 1995
JANNEY MONTGOMERY SCOTT LLC·CRD# 463
BD
Philadelphia, PA
December 18, 1986 - January 6, 1993
PRESCOTT, BALL & TURBEN, INC.·CRD# 7656
BD
August 21, 1985 - November 24, 1986

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Current Firm

WC
WNJ CAPITAL, INC.

WNJ CAPITAL, INC.

CRD#: 167903 / SEC#: 8-69282
BD
Terminated by SEC on 03/27/2020

Contact Information

Established

Pennsylvania since 10/04/2010

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
JORDAN, WILLIAM NORRIS JRPRESIDENT, CEO, CCO1385105
MILLER, JOHN STEVENSONFINOP2139980
PONCE, MICHAEL CURTINMUNICIPAL PRINCIPAL1928035

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2009About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2015About the SIE exam

Series 52 — Municipal Securities Representative Examination

Passed Mar 2009About the Series 52 exam

Series 7 — General Securities Representative Examination

Passed Aug 1985About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Apr 1996About the Series 53 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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