Edward S. Manges
Professional summary
Edward Scott Manges was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Edward is a previously registered financial professional and started their career in finance in 1985. Prior to being barred, Edward had worked at 6 firms, which includes WNJ CAPITAL INC., KILDARE CAPITAL INC., TD WEALTH MANAGEMENT SERVICES INC., CYPRESS SECURITIES INC., JANNEY MONTGOMERY SCOTT LLC, PRESCOTT BALL & TURBEN INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2014 - December 18, 2015
WNJ CAPITAL, INC.
April 1, 2009 - January 17, 2014
KILDARE CAPITAL, INC.
January 14, 1998 - November 1, 1999
TD WEALTH MANAGEMENT SERVICES INC.
February 10, 1994 - April 13, 1995
CYPRESS SECURITIES, INC.
December 18, 1986 - January 6, 1993
JANNEY MONTGOMERY SCOTT LLC
August 21, 1985 - November 24, 1986
PRESCOTT, BALL & TURBEN, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WNJ CAPITAL, INC.
CRD#: 167903 / SEC#: , 8-69282
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
