Guy L. Muranaka
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Guy Leslie Muranaka, AIF® was a registered financial professional .
Guy is a previously registered financial professional and started their career in finance in 1985. Guy had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2004 - December 31, 2014
ALPHAPOINT, INC.
March 6, 2003 - February 20, 2004
CAMBRIDGE INVESTMENT RESEARCH, INC.
March 6, 2003 - March 15, 2005
CAMBRIDGE INVESTMENT RESEARCH, INC.
July 29, 1999 - March 6, 2003
PRINCIPAL SECURITIES, INC.
October 15, 1996 - March 6, 2003
PRINCIPAL SECURITIES, INC.
January 29, 1991 - November 12, 1996
SECURIAN FINANCIAL SERVICES, INC.
November 21, 1989 - April 23, 1991
NEW ENGLAND SECURITIES
April 17, 1985 - November 6, 1989
NEW ENGLAND SECURITIES
Primary Firm SEC Registration
ALPHAPOINT, INC.
CRD#: 130115 / SEC#: 801-62719
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALPHAPOINT, INC.
CRD#: 130115 / SEC#: 801-62719
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 115 |
| AUM (Assets Under Management) | $ 4,976,536,283 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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