Paul A. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Aloysius Miller JR, who also goes by Paul Aloysius Miller, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1985. Paul had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 62, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2011 - July 25, 2016
BARBER FINANCIAL GROUP
May 1, 2007 - June 6, 2016
NATIONAL PLANNING CORPORATION
April 27, 2007 - June 6, 2016
NATIONAL PLANNING CORPORATION
March 28, 2006 - April 27, 2007
VOYA FINANCIAL ADVISORS, INC.
January 1, 2004 - April 27, 2007
VOYA FINANCIAL ADVISORS, INC.
January 1, 2002 - January 1, 2004
LOCUST STREET SECURITIES, INC.
January 14, 1992 - January 1, 2002
BMA FINANCIAL SERVICES, INC.
August 22, 1990 - January 15, 1992
GUARDIAN INVESTOR SERVICES LLC
August 7, 1989 - August 15, 1990
GENERAL SECURITIES CORP
February 11, 1985 - August 21, 1989
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 3/9/1993
Corporate Securities Limited Representative ExaminationCurrent Firm
BARBER FINANCIAL GROUP
CRD#: 152043 / SEC#: 801-72065
Contact information
Regulatory assets under management
| Total Number of Accounts | 7,936 |
| AUM (Assets Under Management) | $ 1,509,131,163 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
