John R. Steffek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Richard Steffek, who also goes by Jack Steffek, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1985. John had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 6, Series 22 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 2009 - October 20, 2016
WFG ADVISORS, LP
August 10, 2009 - October 20, 2016
WFG INVESTMENTS, INC.
September 5, 2008 - July 27, 2009
NATCITY INVESTMENTS, INC.
September 5, 2008 - July 27, 2009
NATCITY INVESTMENTS, INC.
July 1, 2004 - August 29, 2008
VALIC FINANCIAL ADVISORS, INC.
November 5, 1998 - August 29, 2008
VALIC FINANCIAL ADVISORS, INC.
April 19, 1989 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
March 5, 1987 - October 3, 1988
SINGER & COMPANY SECURITIES, INC.
February 21, 1985 - February 28, 1987
INLAND SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
WFG ADVISORS, LP
CRD#: 125073 / SEC#: 801-61945
Contact information
Documents
Red Flags
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