Peter C. Tittmann

TITTMANN & RUSCH

AVON, CT 06001

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CRD#: 1341105

Professional summary

Peter Christopher Tittmann, CFP® is a registered financial advisor currently at TITTMANN & RUSCH, LLC located in Avon, Connecticut.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Peter has worked at 3 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 22 exams.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Christopher Tittmann's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1996

Experience

Current

June 1, 1992 - Present

TITTMANN & RUSCH, LLC

Office #1: 10 Tower Lane Suite 335, Avon, CT 06001

RIA

CRD#: 115054

AVON, CT

Past

August 27, 1990 - December 17, 1998

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

April 23, 1985 - June 12, 1990

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(6/1/1992)

IAR

Florida
(5/15/2009)

IAR

New Jersey
(5/21/2002)

IAR

New York
(2/6/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/16/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/5/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/24/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/30/1985

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 4/22/1985

Direct Participation Programs Representative Examination

Current Firm

TITTMANN & RUSCH, LLC

TITTMANN & RUSCH | TITTMANN & RUSCH, LLC

CRD#: 115054 / SEC#:

Connecticut

Registered Investment Advisory firm - (6/1/1992 Approved)

Florida

Registered Investment Advisory firm - (5/15/2009 Approved)

Illinois

Registered Investment Advisory firm - (11/19/2020 Terminated)

Massachusetts

Registered Investment Advisory firm - (11/19/2020 Terminated)

New Jersey

Registered Investment Advisory firm - (4/6/1993 Approved)

New York

Registered Investment Advisory firm - (2/27/2003 Approved)

Vermont

Registered Investment Advisory firm - (12/2/2008 Terminated)

Wisconsin

Registered Investment Advisory firm - (12/2/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

30 Tower Lane Suite 110, Avon, CT 06001

Mailing Address

Phone number

(860) 676-2776

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Peter C. Tittmann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Christopher Tittmann's CRS (Customer Relationship Summary).

Certified licenses

Experience

TITTMANN & RUSCH, LLC

LPL FINANCIAL LLC

LINCOLN FINANCIAL DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/16/1995

Series 63

Date: 9/5/1985

Series 7

Date: 2/24/1994

Series 6

Date: 5/30/1985

Series 22

Date: 4/22/1985

Current Firm

TITTMANN & RUSCH, LLC

Contact information

Documents

Red Flags

Company Information

TITTMANN & RUSCH, LLC

TRUST BUT VERIFY

Contact information

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