John E. Mullins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Edward Mullins, who also goes by Jack Mullins, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1985. John had worked at 8 firms and has passed the Series 63, Series 62, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 2015 - February 9, 2022
POLARIS WEALTH ADVISORY GROUP
December 10, 2014 - December 31, 2015
POLARIS GREYSTONE ADVISORY GROUP, LLC
May 6, 2008 - November 16, 2010
APW CAPITAL, INC.
March 25, 2005 - December 31, 2015
GREYSTONE FINANCIAL GROUP, INC.
January 1, 2004 - May 8, 2008
CETERA ADVISORS LLC
April 8, 1992 - January 1, 2004
VESTAX SECURITIES CORPORATION
June 23, 1986 - May 4, 1990
MML INVESTORS SERVICES, LLC
February 19, 1985 - June 23, 1986
FIRST CHESAPEAKE SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 7/20/1993
Corporate Securities Limited Representative ExaminationCurrent Firm
POLARIS WEALTH ADVISORY GROUP
CRD#: 158718 / SEC#: 801-72654
Contact information
Regulatory assets under management
| Total Number of Accounts | 4,317 |
| AUM (Assets Under Management) | $ 1,508,968,850 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
