Douglas M. Mcdaniel

WAVERLY ADVISORS

RIDGELAND, MS 39157

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CRD#: 1340937

Professional summary

Douglas Max Mcdaniel SR, CFP®, who also goes by Doug Mcdaniel Sr, Douglas Max Mcdaniel, is a registered financial advisor currently at WAVERLY ADVISORS, LLC located in Ridgeland, Mississippi.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Douglas has worked at 9 firms and has passed the Series 63, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Doug Mcdaniel Sr | Douglas Max Mcdaniel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Max Mcdaniel SR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2000

Experience

Current

March 29, 2024 - Present

WAVERLY ADVISORS, LLC

Office #1: 800 Woodlands Pkwy #208, Ridgeland, MS 39157

RIA

CRD#: 115332

RIDGELAND, MS

Past

September 19, 2012 - May 6, 2024

EFP ADVISORS

RIA

CRD#: 161249

JACKSON, MS

Past

January 6, 2010 - September 17, 2012

CS PLANNING CORP

RIA

CRD#: 149937

PORTLAND, OR

Past

March 31, 2009 - December 23, 2009

CS PLANNING CORP

RIA

CRD#: 149937

PORTLAND, OR

Past

June 8, 2006 - March 17, 2009

STANFORD GROUP COMPANY

RIA

CRD#: 39285

JACKSON, MS

Past

June 8, 2006 - March 17, 2009

STANFORD GROUP COMPANY

CRD#: 39285

JACKSON, MS

Past

April 14, 1999 - June 27, 2006

EFP WEALTH MANAGEMENT

RIA

CRD#: 111783

JACKSON, MS

Past

May 5, 1997 - July 7, 2006

FSC SECURITIES CORPORATION

CRD#: 7461

JACKSON, MS

Past

March 6, 1995 - May 5, 1997

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Past

March 25, 1988 - March 6, 1995

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

February 21, 1985 - March 29, 1988

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WAVERLY ADVISORS, LLC

CRD#: 115332 / SEC#: 801-60741

RIA

Registered Investment Advisory firm - (11/30/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Mississippi
(5/6/2024)

IAR

Texas
(3/29/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/13/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 12/23/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 2/16/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/6/2001

General Securities Principal Examination

Current Firm

WAVERLY ADVISORS, LLC

CRD#: 115332 / SEC#: 801-60741

RIA

Registered Investment Advisory firm - (11/30/2001 Approved)

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Contact information

Main Address

600 University Park Place Suite 501, Birmingham, AL 35209

Mailing Address

Phone number

(205) 871-3334

Established

Firm type

Fiscal year end

# of Employees

371

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WAVERLY - ADV PART 2A BROCHURE (11/21/2025)

Regulatory assets under management

Total Number of Accounts	34,313
AUM (Assets Under Management)	$ 28,263,743,199

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/27/2025	Cover Page	Report
02/16/2024	Cover Page	Report
06/15/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Douglas M. Mcdaniel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Max Mcdaniel SR's CRS (Customer Relationship Summary).

Certified licenses

Experience

EFP ADVISORS

CS PLANNING CORP

CS PLANNING CORP

STANFORD GROUP COMPANY

STANFORD GROUP COMPANY

EFP WEALTH MANAGEMENT

FSC SECURITIES CORPORATION

COMMONWEALTH FINANCIAL NETWORK

A. G. EDWARDS & SONS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

WAVERLY ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/13/1985

Series 31

Date: 12/23/2003

Series 7

Date: 2/16/1985

Series 24

Date: 11/6/2001

Current Firm

WAVERLY ADVISORS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WAVERLY ADVISORS, LLC

TRUST BUT VERIFY

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