Anthony G. Willis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Gregory Willis was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1985. Anthony had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 2017 - April 12, 2019
NIRVANA ANALYTICS, LLC
July 30, 2004 - December 31, 2008
SBK-BROOKS INVESTMENT CORP.
July 6, 2004 - July 7, 2004
SBK-BROOKS INVESTMENT CORP.
April 13, 1999 - August 6, 2002
INDEPENDENCE CAPITAL CO., INC.
February 13, 1997 - December 31, 1997
CLEARING SERVICES OF AMERICA, INC.
March 4, 1994 - January 2, 1997
CLEARING SERVICES OF AMERICA, INC.
February 21, 1985 - January 6, 1994
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NIRVANA ANALYTICS, LLC
CRD#: 148341 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 59 |
| AUM (Assets Under Management) | $ 13,262,772 |
Red Flags
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