Dean A. Packard
CETERA INVESTMENT ADVISERS LLC | Wealth Management Advisor
Naples, FL
Some features on this profile are disabled
CRD#: 1340896
Professional summary
Dean Adams Packard, CFP®, CIMA® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Naples, Florida and CETERA WEALTH SERVICES, LLC located in Bethesda, Maryland.
Dean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Dean has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
What are your service offerings?
Trust & estate planning
Financial planning
Executive services/Equity comp...
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: HARVEST WEALTH LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 06/2022 POSITION/TITLE/RELATIONSHIP: FOUNDING PARTNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 8 BRIEF DESCRIPTION OF DUTIES: PRACTICE MANAGEMENT, CLIENT ACQUISITION, CLIENT RELATIONSHIP MANAGEMENT. 2. NAME OF OTHER BUSINESS: HWEALTH62 S CORP, INVESTMENT RELATED: NO, ADDRESS: 3612 SAUL RD, KENSINGTON, MD 20895 NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 06/2022, POSITION/TITLE/RELATIONSHIP: OWNER/PRESIDENT, LESS THAN ONE 1 PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: S-CORP FOR TAX REPORTING PURPOSES; 3. NAME OF OTHER BUSINESS: PICKLE 62; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 2/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: S CORP CREATED FOR TAX REPORTING PURPOSES ONLY; 4. NAME OF OTHER BUSINESS: WHISKEY PICKLE LLC; INVESTMENT RELATED: NO; ADDRESS: 270 BELL'S CREEK LANE, KILMARNOCK, VA 22482; NATURE OF BUSINESS: PICKLEBALL LEAGUE FRANCHISE; START DATE: 9/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HELP SELECT PLAYERS AND SET LINEUPS;
CRS (Client Relationship Summary) - RIA
Click below to view Dean Adams Packard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #2: 6720-b Rockledge Dr Suite 440-a, Bethesda, MD 20817Office #3: 540 Deep Creek View, Annapolis, MD 21409RIA
CRD#: 105644
Naples, FL
Current
June 15, 2022 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 6720-b Rockledge Dr Suite 440-a, Bethesda, MD 20817BD
CRD#: 13572
Bethesda, MD
Past
June 15, 2022 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
Bethesda, MD
Past
October 3, 2006 - June 17, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
WASHINGTON, DC
Past
September 29, 2006 - June 17, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
WASHINGTON, DC
Past
February 28, 1997 - October 12, 2006
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
BETHESDA, MD
Past
November 15, 1991 - October 12, 2006
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
BETHESDA, MD
Past
January 27, 1989 - November 20, 1991
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
Past
May 26, 1988 - February 7, 1989
ALEX. BROWN & SONS INCORPORATED
BD
CRD#: 20
Past
February 21, 1985 - November 20, 1991
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/15/2022)
RR
Arizona(6/15/2022)
RR
Arkansas(6/15/2022)
RR
California(6/15/2022)
RR
Colorado(6/15/2022)
RR
Delaware(6/15/2022)
RR
District of Columbia(6/15/2022)
RR
Florida(6/15/2022)
IAR
Florida(3/11/2024)
RR
Georgia(6/15/2022)
RR
Illinois(6/15/2022)
RR
Indiana(6/15/2022)
RR
Kansas(6/15/2022)
RR
Kentucky(6/15/2022)
RR
Louisiana(11/7/2025)
RR
Maryland(6/15/2022)
IAR
Maryland(6/29/2023)
RR
Massachusetts(6/15/2022)
RR
Montana(6/15/2022)
RR
Nevada(6/15/2022)
RR
New Jersey(6/15/2022)
RR
New York(6/15/2022)
RR
North Carolina(6/15/2022)
RR
Ohio(6/15/2022)
RR
Oregon(6/15/2022)
RR
Pennsylvania(6/15/2022)
RR
Rhode Island(6/15/2022)
RR
South Carolina(6/15/2022)
RR
Tennessee(6/15/2022)
RR
Texas(6/15/2022)
IAR
Texas(6/29/2023)
RR
Utah(1/4/2024)
RR
Virginia(6/15/2022)
RR
Washington(6/15/2022)
RR
West Virginia(6/15/2022)
RR
Wisconsin(6/15/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
Wealth Management AdvisorCRD#: 105644Naples, FLTRUST BUT VERIFY
Monitor Dean Packard
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
