James L. Mangone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Louis Mangone, who also goes by Jim Mangone, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1985. James had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 1990 - September 17, 1990
ARK INVESTMENTS
July 10, 1989 - November 29, 1989
PRINCE CAPITAL CORPORATION
July 1, 1987 - January 28, 1988
INTERNATIONAL ASSETS ADVISORY, LLC
October 22, 1985 - July 7, 1987
THE STUART-JAMES COMPANY, INCORPORATED
March 19, 1985 - October 29, 1985
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
ARK INVESTMENTS
CRD#: 10613 / SEC#: , 8-25328
Contact information
Documents
Red Flags
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