William C. Matthew
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Charles Matthew, who also goes by Bill Matthew, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1985. William had worked at 4 firms and has passed the Series 63, Series 15, Series 7, Series 3, Series 24, Series 4 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 2014 - March 25, 2015
TS CAPITAL, LLC
January 1, 1999 - August 31, 2012
LPL FINANCIAL LLC
April 9, 1998 - August 31, 2012
LPL FINANCIAL LLC
September 28, 1993 - October 22, 1997
CITIGROUP GLOBAL MARKETS INC.
April 24, 1985 - September 28, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 3/27/1986
Foreign Currency Options ExaminationCurrent Firm
TS CAPITAL, LLC
CRD#: 170618 / SEC#:
Contact information
Red Flags
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