William H. Ring
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Harold Ring, who also goes by Bill Ring, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1985. William had worked at 14 firms and has passed the Series 63, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2012 - September 24, 2012
SOUTHEAST INVESTMENTS, N.C., INC.
May 23, 2007 - December 31, 2011
KOVACK ADVISORS, INC.
May 22, 2007 - December 31, 2011
KOVACK SECURITIES INC.
September 6, 2005 - May 21, 2007
GWN SECURITIES INC.
June 30, 2004 - October 4, 2005
VOYA FINANCIAL PARTNERS, LLC
July 9, 2003 - June 30, 2004
VOYA FINANCIAL ADVISORS, INC.
September 22, 1999 - December 31, 2001
USALLIANZ SECURITIES, INC.
January 4, 1996 - December 31, 1998
RE-DIRECT SECURITIES CORP
June 7, 1994 - December 31, 1995
DREHER & ASSOCIATES, INC.
March 9, 1994 - June 24, 1994
PEB FINANCIAL GROUP, INC.
December 23, 1992 - August 6, 1993
METROPOLITAN LIFE INSURANCE COMPANY
December 23, 1992 - August 6, 1993
MSI FINANCIAL SERVICES, INC.
August 24, 1988 - November 3, 1992
IDS LIFE INSURANCE COMPANY
August 24, 1988 - November 3, 1992
AMERIPRISE FINANCIAL SERVICES, LLC
February 21, 1985 - August 26, 1988
PEB FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOUTHEAST INVESTMENTS, N.C., INC.
CRD#: 43035 / SEC#: , 8-50127
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
