George C. Steer

SEDONA ASSET MANAGEMENT SERVICES

SCOTTSDALE, AZ

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CRD#: 1340401

Professional summary

George Charles Steer is a registered financial advisor currently at SEDONA ASSET MANAGEMENT SERVICES, LLC located in Scottsdale, Arizona.

George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. George has worked at 5 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Charles Steer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 14, 2004 - Present

SEDONA ASSET MANAGEMENT SERVICES, LLC

RIA

CRD#: 132373

SCOTTSDALE, AZ

Past

July 31, 1993 - July 6, 2004

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

October 20, 1989 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

May 22, 1986 - October 28, 1989

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

February 22, 1985 - April 1, 1986

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(9/14/2004)

IAR

Indiana
(6/13/2012)

IAR

South Carolina
(5/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/18/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/28/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 1/21/1993

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/17/1986

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/21/1985

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 10/24/1985

Investment Company Products/Variable Contracts Principal Examination

Current Firm

SEDONA ASSET MANAGEMENT SERVICES, LLC

CRD#: 132373 / SEC#: 801-63380

RIA

Registered Investment Advisory firm - (6/14/2012 Terminated)

Arizona

Registered Investment Advisory firm - (5/31/2012 Approved)

Indiana

Registered Investment Advisory firm - (6/13/2012 Approved)

South Carolina

Registered Investment Advisory firm - (5/16/2025 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Scottsdale, AZ

Mailing Address

Phone number

(480) 297-8110

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	12
AUM (Assets Under Management)	$ 5,808,861

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

George C. Steer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Charles Steer's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/18/2004

Series 63

Date: 2/28/1985

Series 3

Date: 1/21/1993

Series 7

Date: 5/17/1986

Series 6

Date: 2/21/1985

Series 26

Date: 10/24/1985

Current Firm

SEDONA ASSET MANAGEMENT SERVICES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SEDONA ASSET MANAGEMENT SERVICES, LLC

TRUST BUT VERIFY

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