David T. Ramsden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Thomas Ramsden was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1985. David had worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 1997 - August 12, 2005
INTEGRATED FINANCIAL PLANNING SERVICES
January 2, 1997 - January 24, 1997
INTEGRATED FINANCIAL PLANNING SERVICES
April 1, 1992 - December 31, 1996
UNITED PACIFIC SECURITIES, INC.
June 19, 1985 - April 3, 1992
TITAN/VALUE EQUITIES GROUP, INC.
Primary Firm SEC Registration
INTEGRATED FINANCIAL PLANNING SERVICES
CRD#: 17935 / SEC#: 801-132001, 8-35120
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INTEGRATED FINANCIAL PLANNING SERVICES
CRD#: 17935 / SEC#: 801-132001, 8-35120
Contact information
SEC notice filing (1 States and Territories)
FINRA licenses (36 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
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