August L. Wolf
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
August Louis Wolf SR, who also goes by August Louis Wolf, was a registered financial professional .
August is a previously registered financial professional and started their career in finance in 1993. August had worked at 11 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 3, Series 7, Series 24, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2021 - November 2, 2022
DEER ISLE CAPITAL, LLC
June 30, 2017 - March 21, 2019
WEILD & CO.
February 12, 2015 - June 14, 2016
LEBENTHAL & CO., LLC
June 26, 2012 - March 5, 2015
CREDIT SUISSE SECURITIES (USA) LLC
June 18, 2012 - March 5, 2015
CREDIT SUISSE SECURITIES (USA) LLC
March 23, 2009 - April 30, 2012
MUFG SECURITIES AMERICAS INC.
April 23, 2008 - March 25, 2009
DEUTSCHE BANK SECURITIES INC.
December 12, 2006 - March 25, 2009
DEUTSCHE BANK SECURITIES INC.
July 19, 2006 - December 15, 2006
LAZARD ASSET MANAGEMENT SECURITIES LLC
June 9, 2005 - July 24, 2006
FM PARTNERS HOLDINGS LLC
December 4, 2000 - October 1, 2004
BNP PARIBAS SECURITIES CORP.
April 11, 1997 - November 29, 2000
UBS FINANCIAL SERVICES INC.
February 21, 1995 - April 1, 1997
DEUTSCHE BANK SECURITIES INC.
July 28, 1993 - January 18, 1995
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationCurrent Firm
DEER ISLE CAPITAL, LLC
CRD#: 146269 / SEC#: , 8-67803
Contact information
FINRA licenses (6 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
