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Robert Joseph Obermeier

CRD# 1340117·Registered 1985 - 2020
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Joseph Obermeier, who also goes by Bob Obermeier, Robert J Obermeier, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1985 - 2020. Robert had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bob Obermeier, Robert J Obermeier

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

FOUR POINTS CAPITAL PARTNERS LLC·CRD# 43149
BD
Cabin John, MD
January 7, 2019 - June 11, 2020
MHA FINANCIAL CORP·CRD# 7462
RIA
Cabin John, MD
January 2, 2019 - June 11, 2020
MHA FINANCIAL CORP·CRD# 7462
RIA
Cabin John, MD
April 8, 1992 - December 31, 2018
MHA FINANCIAL CORP·CRD# 7462
BD
Cabin John, MD
March 4, 1986 - December 31, 2018
CAPITOL SECURITIES MANAGEMENT, INC.·CRD# 14169
BD
January 21, 1986 - March 5, 1986
CARDELL & ASSOCIATES, INCORPORATED·CRD# 7700
BD
February 21, 1985 - January 28, 1986

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Current Firm

FP
FOUR POINTS CAPITAL PARTNERS LLC

AURORA FINANCIAL SERVICES, L.L.C. | HAYDEN & ASSOCIATES | FOUR POINTS CAPITAL PARTNERS LLC

CRD#: 43149 / SEC#: 8-50162
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

55a E. Ridgewood Avenue Suite 12, Ridgewood, NJ 07450

Mailing Address

55a E. Ridgewood Avenue Suite 12, Ridgewood, NJ 07450

Phone Number

(212) 257-5240

Established

Texas since 07/23/1997

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
5M HOLDINGS LLCMANAGING MEMBER—
GRAY, JOHN CLARKECHIEF FINANCIAL OPERATIONS OFFICER / CFO1367440
MARTINO, MICHAEL CHRISTOPHERCHIEF EXECUTIVE OFFICER2579146
MURPHY, GENE RYANCHIEF OPERATIONS OFFICER4739772
TOOKE, JEFFREY ACHIEF COMPLIANCE OFFICER, AMLCO5621579

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 1992About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1985About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1985About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 1992About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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