Davis H. Gaynes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Davis Herman Gaynes, who also goes by Davis Hermann Gaynes, was a registered financial professional .
Davis is a previously registered financial professional and started their career in finance in 1985. Davis had worked at 6 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2022 - March 1, 2024
ETORO USA SECURITIES INC.
May 27, 2020 - January 13, 2023
GATSBY SECURITIES
December 26, 2019 - April 27, 2021
VIEWTRADE SECURITIES, INC.
February 16, 2001 - May 11, 2001
LYNCH, JONES & RYAN LLC
August 1, 2000 - May 11, 2001
INSTINET, LLC
April 23, 1985 - August 1, 2000
REUTERS C CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 12/18/2019
General Securities Representative ExaminationCurrent Firm
ETORO USA SECURITIES INC.
CRD#: 298361 / SEC#: , 8-70212
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ETORO US TRADING LLC | SHAREHOLDER | |
| BEN-SIMON, TAL DAVID | DIRECTOR | 7994172 |
| DIMAGGIO, CHARLIE F | FINOP | 6023789 |
| MCCORMICK, ANDREW MICHAEL | CEO/HEAD OF US/ PRESIDENT/ DIRECTOR | 6706923 |
| MURPHY, NICOLE SUZANNE | CCO/DIRECTOR | 5461537 |
| SREDNI, SALOMON | DIRECTOR | 4439138 |
| TENNEKOON, ALAIN | US HEAD OF OPERATIONS AND SERVICE | 5296665 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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