David A. Harbeitner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Alan Harbeitner, CFP® was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1985. David had worked at 6 firms and has passed the Series 66, Series 63, Series 7, Series 6, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1988
Experience
June 22, 2015 - November 6, 2024
TAKE ACTION FINANCIAL PLANNING
November 25, 2013 - January 25, 2024
PINNACLE ADVISORS
July 19, 2013 - December 6, 2013
TAKE ACTION FINANCIAL PLANNING
September 14, 2004 - April 5, 2011
T. ROWE PRICE ADVISORY SERVICES, INC.
October 8, 1996 - April 5, 2011
T. ROWE PRICE INVESTMENT SERVICES, INC.
March 21, 1990 - June 27, 1996
FIDELITY BROKERAGE SERVICES LLC
May 9, 1985 - March 20, 1990
FIDELITY DISTRIBUTORS CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 8
Date: 7/11/1990
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
TAKE ACTION FINANCIAL PLANNING
CRD#: 167654 / SEC#:
Contact information
Red Flags
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