Tamara L. Bagnard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tamara Leah Bagnard, who also goes by Tamara Leah Pearlstein, Tamara Leah Pearlstein, was a registered financial professional .
Tamara is a previously registered financial professional and started their career in finance in 1985. Tamara had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2016 - October 29, 2025
THE O.N. EQUITY SALES COMPANY
April 6, 1994 - January 4, 2016
STERN FISHER EDWARDS INC
October 9, 1991 - October 16, 1993
MORGAN STANLEY DW INC.
August 8, 1990 - October 21, 1991
CETERA WEALTH SERVICES, LLC
July 25, 1988 - August 7, 1990
LEHMAN BROTHERS INC.
May 31, 1985 - July 19, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 21, 1985 - May 20, 1985
WEDBUSH SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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