Howard S. Clark
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howard Stanley Clark was a registered financial professional .
Howard is a previously registered financial professional and started their career in finance in 1998. Howard had worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 2005 - December 31, 2017
THE O.N. EQUITY SALES COMPANY
January 6, 2005 - June 30, 2005
SUNAMERICA SECURITIES, INC.
February 5, 2002 - December 31, 2004
THE O.N. EQUITY SALES COMPANY
June 22, 1998 - December 31, 2001
THE O.N. EQUITY SALES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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