Christopher L. Nichols
Professional summary
Christopher Lee Nichols, who also goes by Chris Nichols, is a registered financial advisor currently at NICHOLS INVESTMENT ADVISORY SERVICES located in Mashpee, Massachusetts.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Christopher has worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Lee Nichols's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 25, 2004 - Present
NICHOLS INVESTMENT ADVISORY SERVICES
Office #1: Nine Steeple Street P.o. Box 1587, Mashpee, MA 02649June 22, 2000 - June 25, 2003
HARVEST CAPITAL LLC
February 13, 1998 - October 28, 1999
TIER ONE PARTNERS, INC.
August 4, 1993 - February 23, 1998
SUNAMERICA SECURITIES, INC.
December 21, 1992 - June 28, 1993
INVEST FINANCIAL CORPORATION
August 21, 1992 - September 24, 1992
INVEST FINANCIAL CORPORATION
April 18, 1990 - December 31, 1992
COMMONWEALTH FINANCIAL NETWORK
February 14, 1990 - April 18, 1990
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
April 11, 1989 - December 7, 1989
THE ADVISORS GROUP, INC.
May 8, 1987 - March 11, 1988
FIDELITY BROKERAGE SERVICES LLC
April 9, 1985 - April 18, 1990
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/25/2004)
Exams
Current Firm
NICHOLS INVESTMENT ADVISORY SERVICES
CRD#: 128465 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 100 |
| AUM (Assets Under Management) | $ 25,000,000 |
Red Flags
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Company Information
NICHOLS INVESTMENT ADVISORY SERVICES
CRD#: 128465Mashpee, MA 02649TRUST BUT VERIFY
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