Joel M. Diskin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joel Michael Diskin was a registered financial professional .
Joel is a previously registered financial professional and started their career in finance in 1985. Joel had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 2012 - March 17, 2014
BROOKSTONE CAPITAL MANAGEMENT LLC
December 20, 2010 - December 31, 2011
THE WEALTHSPAN COMPANIES, INC.
July 10, 2002 - August 2, 2006
WALNUT STREET SECURITIES, INC.
January 9, 2001 - July 9, 2002
FINANCIAL WEST GROUP
January 15, 1993 - January 3, 2001
WALNUT STREET SECURITIES, INC.
February 25, 1985 - December 31, 1992
MUTUAL SERVICE CORPORATION
Primary Firm SEC Registration
BROOKSTONE CAPITAL MANAGEMENT LLC
CRD#: 141413 / SEC#: 801-68010
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROOKSTONE CAPITAL MANAGEMENT LLC
CRD#: 141413 / SEC#: 801-68010
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 73,650 |
| AUM (Assets Under Management) | $ 10,409,137,908 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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