James H. Young
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Howard Young was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1985. James had worked at 10 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 1988 - October 13, 1988
PARAGON CAPITAL MARKETS, INC.
April 15, 1988 - May 26, 1988
SECURITIES USA, INC.
April 13, 1988 - April 19, 1988
EQUITIES INTERNATIONAL SECURITIES, INC.
April 21, 1987 - September 26, 1988
SANDHURST SECURITIES LTD.
March 19, 1987 - May 14, 1987
UBS FINANCIAL SERVICES INC.
August 8, 1986 - September 12, 1986
GREAT LAKES EQUITIES CO.
August 7, 1986 - December 10, 1986
RLR SECURITIES GROUP, INC.
January 21, 1986 - April 21, 1986
GRAYSTONE NASH, INC.
October 28, 1985 - January 28, 1986
WEAVER JOHNSON & COMPANY,INC.
March 15, 1985 - June 28, 1985
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PARAGON CAPITAL MARKETS, INC.
CRD#: 18555 / SEC#: , 8-36765
Contact information
Documents
Disclosures
| Regulatory Event | 16 |
| Arbitration | 10 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
