Murli D. Sujanani
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Murli Dayaram Sujanani was a registered financial professional .
Murli is a previously registered financial professional and started their career in finance in 1985. Murli had worked at 17 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2024 - December 31, 2024
AVANTAX PLANNING PARTNERS, INC.
April 23, 2024 - December 31, 2024
AVANTAX ADVISORY SERVICES
April 23, 2024 - April 1, 2025
AVANTAX INVESTMENT SERVICES, INC.
June 29, 2023 - December 31, 2024
CETERA INVESTMENT ADVISERS LLC
March 6, 2015 - December 23, 2015
J.P. TURNER & COMPANY, L.L.C.
March 6, 2015 - December 31, 2016
LEGEND EQUITIES CORPORATION
January 21, 2015 - November 8, 2016
INVESTORS CAPITAL CORP.
January 21, 2015 - December 3, 2019
SUMMIT BROKERAGE SERVICES, INC.
January 21, 2015 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
January 21, 2015 - April 1, 2025
CETERA FINANCIAL SPECIALISTS LLC
November 8, 2010 - June 29, 2023
CETERA WEALTH SERVICES, LLC
November 8, 2010 - April 1, 2025
CETERA INVESTMENT SERVICES LLC
November 8, 2010 - April 1, 2025
CETERA ADVISORS LLC
November 8, 2010 - April 1, 2025
CETERA WEALTH SERVICES, LLC
January 6, 2000 - December 23, 2009
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC
July 8, 1997 - March 27, 2009
ASSOCIATED SECURITIES CORP.
December 19, 1990 - March 27, 2009
ASSOCIATED SECURITIES CORP.
July 18, 1990 - December 21, 1990
ALLY SECURITIES LLC
February 21, 1985 - April 9, 1990
DAIN RAUSCHER INCORPORATED
Primary Firm SEC Registration
AVANTAX PLANNING PARTNERS, INC.
CRD#: 106237 / SEC#: 801-50939
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVANTAX PLANNING PARTNERS, INC.
CRD#: 106237 / SEC#: 801-50939
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 13,679 |
| AUM (Assets Under Management) | $ 6,933,162,284 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/20/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
