Eric A. Attia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Alain Attia was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1985. Eric had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 1992 - March 8, 1993
AIMCO SECURITIES COMPANY, INC.
October 31, 1990 - September 18, 1991
KIDDER, PEABODY & CO. INCORPORATED
July 10, 1989 - November 19, 1990
LEHMAN BROTHERS INC.
June 9, 1989 - July 12, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 4, 1988 - April 10, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 24, 1985 - December 14, 1987
THE ADVISORS GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AIMCO SECURITIES COMPANY, INC.
CRD#: 20185 / SEC#: , 8-38365
Contact information
Documents
Red Flags
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