HB
Harry W. Boesch
WELLINGTON INVESTMENT ADVISORS
RICHLAND, MI 49083
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CRD#: 1339329
HB
Professional summary
Harry Walter Boesch is a registered financial advisor currently at WELLINGTON INVESTMENT ADVISORS located in Richland, Michigan.
Harry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Harry has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Wellington Investment Advisors 121 E 6th St Ste 2 Bloomington IN 47408. 160 hrs/month; 40hr/month during trading hours. Investment Advisory Services.
2.Ostial Solutions LLC 5121 E ML Avenue, Kalamazoo MI 49048. Medical Devices. Passive Investor. 0 hrs/month
3. Svelte Medical Systems 675 Central Ave #2 New Providence NJ 074947. Medical. Passive Investor 0 hrs/month
4. Ablative Solutions. Medical. Passive Investor. 0 hrs/month
5. eNeuro. Medical. Passive Investor. 0 hrs/month
CRS (Client Relationship Summary) - RIA
Click below to view Harry Walter Boesch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 12, 2016 - Present
WELLINGTON INVESTMENT ADVISORS
Office #1: 8801 N. 32nd St Suite 1-b, Richland, MI 49083RIA
CRD#: 283853
RICHLAND, MI
Past
September 2, 2016 - July 19, 2017
PRIVATE CLIENT SERVICES, LLC
BD
CRD#: 120222
Kalamazoo, MI
Past
August 7, 2013 - September 2, 2016
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
PORTAGE, MI
Past
June 10, 2013 - September 2, 2016
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
PORTAGE, MI
Past
November 7, 1997 - December 31, 2012
J.J.B. HILLIARD, W.L. LYONS, LLC
BD
CRD#: 453
BATTLE CREEK, MI
Past
May 23, 1985 - November 17, 1997
FIRST OF MICHIGAN CORPORATION
BD
CRD#: 311
DETROIT, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WI
WELLINGTON INVESTMENT ADVISORS
BULLOCK WEALTH MANAGEMENT GROUP INC. | WELLINGTON INVESTMENT ADVISORS
CRD#: 283853 / SEC#: 801-121578
RIA
Registered Investment Advisory firm - (6/23/2021 Approved)Florida
Registered Investment Advisory firm - (6/25/2021 Terminated)Indiana
Registered Investment Advisory firm - (6/29/2021 Terminated)Michigan
Registered Investment Advisory firm - (6/25/2021 Terminated)South Carolina
Registered Investment Advisory firm - (6/25/2021 Terminated)Tennessee
Registered Investment Advisory firm - (6/25/2021 Terminated)Texas
Registered Investment Advisory firm - (6/25/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(8/12/2016)
IAR
Texas(11/5/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WI
WELLINGTON INVESTMENT ADVISORS
BULLOCK WEALTH MANAGEMENT GROUP INC. | WELLINGTON INVESTMENT ADVISORS
CRD#: 283853 / SEC#: 801-121578
RIA
Registered Investment Advisory firm - (6/23/2021 Approved)Florida
Registered Investment Advisory firm - (6/25/2021 Terminated)Indiana
Registered Investment Advisory firm - (6/29/2021 Terminated)Michigan
Registered Investment Advisory firm - (6/25/2021 Terminated)South Carolina
Registered Investment Advisory firm - (6/25/2021 Terminated)Tennessee
Registered Investment Advisory firm - (6/25/2021 Terminated)Texas
Registered Investment Advisory firm - (6/25/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
121 E. 6th Street Suite 2, Bloomington, IN 47408
Mailing Address
Phone number
(812) 333-0874
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 984 |
| AUM (Assets Under Management) | $ 233,429,000 |
Red Flags
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Company Information
WELLINGTON INVESTMENT ADVISORS
CRD#: 283853Richland, MI 49083TRUST BUT VERIFY
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Contact information
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