Judee K. Slack
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Judee Kay Slack, who also goes by Judee Kay Bill, Judee Kay Bill Bill, was a registered financial professional .
Judee is a previously registered financial professional and started their career in finance in 1985. Judee had worked at 6 firms and has passed the SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2008 - January 4, 2017
TEACHERS FINANCIAL INVESTMENT CORPORATION
September 29, 1993 - December 1, 2008
FSC SECURITIES CORPORATION
April 7, 1989 - August 2, 1993
WEALTH RESOURCE CAPITAL CORPORATION
March 6, 1986 - April 5, 1989
VANGUARD FINANCIAL GROUP, INC.
November 19, 1985 - March 21, 1986
COAST FINANCIAL ADVISORS, INC.
February 22, 1985 - July 15, 1986
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TEACHERS FINANCIAL INVESTMENT CORPORATION
CRD#: 143307 / SEC#: , 8-67549
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
