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JB

John S. Bubula

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CRD#: 1339191
JB

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Stanley Bubula was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1985. John had worked at 2 firms and has passed the Series 7 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

October 15, 2002 - March 18, 2015

CAPITAL MANAGEMENT CONSULTANTS, INC.

RIA
CRD#: 19935
DEERFIELD, IL
Past

February 23, 1988 - February 4, 2003

CAPITAL MANAGEMENT CONSULTANTS, INC.

BD
CRD#: 19935
DEERFIELD, IL
Past

February 22, 1985 - October 24, 1988

MED-VEST, INC.

BD
CRD#: 15082

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 7
Date: 1/19/1985
General Securities Representative Examination

Current Firm


CM
CAPITAL MANAGEMENT CONSULTANTS, INC.
CAPITAL MANAGEMENT CONSULTANTS | CAPITAL MANAGEMENT CONSULTANTS, INC.

CRD#: 19935 / SEC#: 801-31247, 8-37924

RIA
Registered Investment Advisory firm - SEC (8/30/2023 Terminated)
Illinois
Registered Investment Advisory firm - SEC (6/23/2023 Approved)
Indiana
Registered Investment Advisory firm - SEC (3/21/2024 Approved)
BD
Terminated by SEC on 02/13/2010
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Contact information


Main Address
5 Revere Drive Suite 200, Northbrook, IL 60062
Mailing Address
Phone number
(847) 376-2747
Established
Illinois since 03/20/1987
Firm type
Corporation
Fiscal year end
December
# of Employees
2

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
ANDRICH, JOHN MIKICICSECRETARY1335646
DAVIS, MARC MICHAELPRESIDENT/CHIEF COMPLIANCE OFFICER2412125
STUMPF, ROBERT NICHOLASTREASURER1335710

Regulatory assets under management


Total Number of Accounts126
AUM (Assets Under Management)$ 64,662,518

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CAPITAL MANAGEMENT CONSULTANTS, INC.

CRD#: 19935

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