Samuel H. Galantz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samuel Henry Galantz was a registered financial professional .
Samuel is a previously registered financial professional and started their career in finance in 1985. Samuel had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 1993 - February 10, 1994
BEACON SECURITIES, INC.
February 15, 1989 - December 17, 1992
BLUESTONE CAPITAL CORP.
September 2, 1988 - March 14, 1989
OPPENHEIMER & CO. INC.
August 7, 1987 - June 1, 1988
PHILIPS, APPEL & WALDEN, INC.
January 13, 1987 - July 9, 1987
SWARTWOOD, HESSE INC.
October 7, 1986 - March 19, 1987
BREUER CAPITAL CORPORATION
March 21, 1986 - March 24, 1986
TRUIST SECURITIES, INC.
March 18, 1986 - October 27, 1986
EQUITABLE SECURITIES OF NEW YORK,INC.
April 16, 1985 - March 27, 1986
MONVEST SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BEACON SECURITIES, INC.
CRD#: 15300 / SEC#: , 8-32394
Contact information
Documents
Red Flags
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