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GH

Grant G. Heller

Some features on this profile are disabled
CRD#: 1339044
GH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Grant Garson Heller, who also goes by Randy Heller, was a registered financial professional .

Grant is a previously registered financial professional and started their career in finance in 1985. Grant had worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Randy Heller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 7, 2013 - December 31, 2025

WAVECREST SECURITIES LLC

BD
CRD#: 160135
BRENTWOOD, TN
Past

September 16, 2011 - November 8, 2013

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
WESTPORT, CT
Past

May 7, 2010 - September 21, 2011

INTE SECURITIES LLC

BD
CRD#: 47107
BOCA RATON, FL
Past

September 27, 2006 - February 13, 2008

JOSEPH CAPITAL, LLC

BD
CRD#: 120414
NEW YORK, NY
Past

November 21, 2003 - October 13, 2006

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

BD
CRD#: 20804
NEW YORK, NY
Past

November 15, 2000 - November 28, 2003

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
FORT WAYNE, IN
Past

November 3, 1999 - November 28, 2003

OSAIC FA, INC.

RIA
CRD#: 3978
NEW YORK, NY
Past

June 1, 1998 - November 28, 2003

OSAIC FA, INC.

BD
CRD#: 3978
FORT WAYNE, IN
Past

February 17, 1993 - June 1, 1998

LINCOLN FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 145
RADNOR, PA
Past

April 9, 1985 - January 26, 1993

NEW ENGLAND SECURITIES

BD
CRD#: 615
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/22/2011
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 5/7/1997
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/26/1993
General Securities Representative Examination
General Industry/Product Exam
RR
Series 22
Date: 1/27/1986
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 4/4/1985
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/6/1993
General Securities Principal Examination

Current Firm

WS
WAVECREST SECURITIES LLC
WAVECREST SECURITIES LLC

CRD#: 160135 / SEC#: , 8-69029

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information

Main Address
205 Powell Place, Brentwood, TN 37027
Mailing Address
205 Powell Place, Brentwood, TN 37027
Phone number
(646) 558-6322
Established
Delaware since 12/02/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WAVECREST HOLDINGS LLCOWNER
CREIGHTON, JOHN MATTHEWFINOP1909492
MACK, KRISTOFFER BPRESIDENT & MANAGING MEMBER1600055
RAPELLO, PAUL STUARTCHIEF COMPLIANCE OFFICER & MANAGING MEMBER1726017

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WAVECREST SECURITIES LLC

CRD#: 160135

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