Daryl D. Hoffman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daryl David Hoffman was a registered financial professional .
Daryl is a previously registered financial professional and started their career in finance in 1985. Daryl had worked at 6 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 24, 2003 - December 31, 2012
THE TAVENNER COMPANY
June 3, 2003 - November 6, 2003
HIGH MARK SECURITIES, INC.
December 7, 2001 - May 22, 2003
THE TAVENNER COMPANY
February 28, 2000 - December 5, 2001
LINCOLN INVESTMENT
January 6, 1999 - November 11, 1999
WESTMINSTER FINANCIAL SECURITIES, INC.
February 19, 1997 - December 31, 1998
THE TAVENNER COMPANY
November 11, 1991 - December 22, 1998
HIMCO DISTRIBUTION SERVICES COMPANY
May 23, 1985 - January 21, 1997
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE TAVENNER COMPANY
CRD#: 18004 / SEC#: , 8-41206
Contact information
FINRA licenses (24 States and Territories)
Red Flags
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