Timothy J. Newell
HARVEST INVESTMENT SERVICES
OAKBROOK TERRACE, IL 60181
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CRD#: 1339021
Professional summary
Timothy John Newell, CFP®, who also goes by Tim John Newell, is a registered financial advisor currently at HARVEST INVESTMENT SERVICES, LLC located in Oakbrook Terrace, Illinois and ENVOY ADVISORY INC. located in Colorado Springs, Colorado.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Timothy has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tim John Newell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)HARVEST FINANCIAL PLANNING, LLC POSITION: OWNER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: YES HOURS: 200 INVESTMENT RELATED HOURS: 160 START DATE: 01/01/2009 ADDRESS: 1 TRANS AM PLAZA DR, SUITE 230, OAKBROOK TERRACE IL 60181 DESCRIPTION: AS A CFP AND CEP, MEET WITH CLIENTS, GATHER INFORMATION AND PRESENT SOLUTIONS INCLUDING COMPREHENSIVE FINANCIAL AND ESTATE PLANNING. TRUST PREPARATION, TRUST ACCOUNTING AND TPA ACTIVITY IS COORDINATED THROUGH APPROPRIATE THIRD PARTIES AND ATTORNEYS AS NEEDED. PROVIDES INSURANCE SALES AND TAX PREPARATION. (2) TA OFFICE PROPERTIES, LLC POSITION: OWNER NATURE: OWN & MANAGE OFFICE CONDO INVESTMENT RELATED: NO HOURS: 5 INVESTMENT RELATED HOURS: 0 START DATE: 10/01/2008 ADDRESS: 1 TRANS AM PLAZA DR, SUITE 230, OAKBROOK TERRACE IL 60181 DESCRIPTION: REAL ESTATE MANAGER (3) TIM J NEWELL POSITION: OWNER NATURE: OWN RESIDENTIAL RE TO RENT INVESTMENT RELATED: NO NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 0 START DATE: 01/18/2013 ADDRESS: 1 TRANS AM PLAZA DR, STE 230, OAKBROOK TERRACE IL 60181 DESCRIPTION: OWN AND LEASE AN ADDITIONAL SINGLE FAMILY HOME.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy John Newell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1988
Experience
Current
February 3, 2012 - Present
HARVEST INVESTMENT SERVICES, LLC
Office #1: 1 Trans Am Plaza Suite 230, Oakbrook Terrace, IL 60181Office #2: 1 Transam Plaza Drive Suite 230, Oakbrook Terrace, IL 60181-4285RIA
CRD#: 159390
OAKBROOK TERRACE, IL
Current
March 23, 2022 - Present
ENVOY ADVISORY INC.
Office #1: 5333 N Union Blvd Suite 200, Colorado Springs, CO 80918RIA
CRD#: 306559
Colorado Springs, CO
Past
November 20, 1998 - July 3, 2018
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
OAKBROOK TERRACE, IL
Past
July 14, 1997 - July 3, 2018
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
OAKBROOK TERRACE, IL
Past
February 20, 1990 - July 11, 1997
MARINER FINANCIAL SERVICES, INC.
BD
CRD#: 8292
LARGO, FL
Past
March 21, 1985 - February 20, 1990
LEADERTECH SECURITIES, INC.
BD
CRD#: 13052
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HI
HARVEST INVESTMENT SERVICES, LLC
COMPREHENSIVE FINANCIAL PLANNING SERVICES | PYLE FINANCIAL SERVICES, INC | PROGRESSIVE FINANCIAL PLANNING SERVICES, INC. | HARVEST INVESTMENT SERVICES, LLC | HARVEST INVESTMENT SERVICES, INC. | HARRISON FINANCIAL GROUP, INC. | HARRISON FINANCIAL GROUP, INC | DOUBLE W FINANCIAL GROUP, INC. | COPELIN FINANCIAL ADVISORS
CRD#: 159390 / SEC#: 801-79232
RIA
Registered Investment Advisory firm - (2/24/2014 Approved)Arizona
Registered Investment Advisory firm - (3/21/2014 Terminated)California
Registered Investment Advisory firm - (4/20/2014 Terminated)Illinois
Registered Investment Advisory firm - (2/24/2014 Terminated)Louisiana
Registered Investment Advisory firm - (3/28/2014 Terminated)Michigan
Registered Investment Advisory firm - (3/21/2014 Terminated)Texas
Registered Investment Advisory firm - (3/21/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(3/23/2022)
IAR
Illinois(2/3/2012)
IAR
Texas(2/13/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
HI
HARVEST INVESTMENT SERVICES, LLC
COMPREHENSIVE FINANCIAL PLANNING SERVICES | PYLE FINANCIAL SERVICES, INC | PROGRESSIVE FINANCIAL PLANNING SERVICES, INC. | HARVEST INVESTMENT SERVICES, LLC | HARVEST INVESTMENT SERVICES, INC. | HARRISON FINANCIAL GROUP, INC. | HARRISON FINANCIAL GROUP, INC | DOUBLE W FINANCIAL GROUP, INC. | COPELIN FINANCIAL ADVISORS
CRD#: 159390 / SEC#: 801-79232
RIA
Registered Investment Advisory firm - (2/24/2014 Approved)Arizona
Registered Investment Advisory firm - (3/21/2014 Terminated)California
Registered Investment Advisory firm - (4/20/2014 Terminated)Illinois
Registered Investment Advisory firm - (2/24/2014 Terminated)Louisiana
Registered Investment Advisory firm - (3/28/2014 Terminated)Michigan
Registered Investment Advisory firm - (3/21/2014 Terminated)Texas
Registered Investment Advisory firm - (3/21/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 Transam Plaza Drive Suite 230, Oakbrook Terrace, IL 60181-4285
Mailing Address
Phone number
(630) 613-9230
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,335 |
| AUM (Assets Under Management) | $ 534,204,368 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
