Francis K. Farrell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francis Kennedy Farrell was a registered financial professional .
Francis is a previously registered financial professional and started their career in finance in 1985. Francis had worked at 2 firms and has passed the Series 65, Series 63, Series 5, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2015 - December 31, 2021
FARRELL ADVISORY GROUP LLC
February 21, 1985 - July 6, 2007
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Exams
Series 5
Date: 11/20/1986
Interest Rate Options ExaminationCurrent Firm
FARRELL ADVISORY GROUP LLC
CRD#: 175014 / SEC#:
Contact information
Red Flags
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