Sheri L. Kole
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sheri Lynn Kole was a registered financial professional .
Sheri is a previously registered financial professional and started their career in finance in 1985. Sheri had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2013 - December 31, 2014
KOLE ASSET MANAGEMENT, INC.
January 21, 2004 - November 6, 2012
KOLE ASSET MANAGEMENT, INC.
October 15, 1986 - March 10, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
February 21, 1985 - August 7, 1986
CITISTREET EQUITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
KOLE ASSET MANAGEMENT, INC.
CRD#: 124300 / SEC#: 801-77492
Contact information
Red Flags
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