Robert G. Burchette
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Garvey Burchette JR was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1985. Robert had worked at 3 firms and has passed the Series 65, Series 63, Series 15, Series 5, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 1994 - May 1, 1995
MARQUETTE FINANCIAL GROUP, INC.
July 7, 1988 - October 25, 1994
SCOTT & STRINGFELLOW, INC.
February 21, 1985 - July 27, 1988
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 3/26/1985
Foreign Currency Options ExaminationSeries 5
Date: 3/19/1985
Interest Rate Options ExaminationCurrent Firm
MARQUETTE FINANCIAL GROUP, INC.
CRD#: 345 / SEC#: , 8-44143
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
